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THY DEW YAN
CRD#: 6370180
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 5201 AMELIA EARHART DR 2ND & 3RD FLS
[WT & CST]
SALT LAKE CITY, UT 84116
Registration History
2014201520162017201820192020202120222023202420252 FIRMS2014 - Present (10 years)
License(s)

State Registrations

B
Alabama 9/5/2014

B
Nevada 9/5/2014

B
Alaska 9/5/2014

B
New Hampshire 9/5/2014

B
Arizona 9/5/2014

B
New Jersey 8/19/2014

B
Arkansas 9/5/2014

B
New Mexico 9/5/2014

B
California 9/5/2014

B
New York 9/5/2014

B
Colorado 8/19/2014

B
North Carolina 9/5/2014

B
Connecticut 9/5/2014

B
North Dakota 9/5/2014

B
Delaware 9/5/2014

B
Ohio 8/19/2014

B
District of Columbia 8/19/2014

B
Oklahoma 9/5/2014

B
Florida 8/19/2014

B
Oregon 9/5/2014

B
Georgia 9/5/2014

B
Pennsylvania 9/5/2014

B
Hawaii 9/5/2014

B
Puerto Rico 8/19/2014

B
Idaho 9/5/2014

B
Rhode Island 9/5/2014

B
Illinois 9/5/2014

B
South Carolina 9/5/2014

B
Indiana 9/5/2014

B
South Dakota 9/5/2014

B
Iowa 9/5/2014

B
Tennessee 9/5/2014

B
Kansas 9/5/2014

B
Texas 9/5/2014

B
Kentucky 9/5/2014

IA
Texas 10/6/2014

B
Louisiana 8/19/2014

B
Utah 9/5/2014

B
Maine 9/5/2014

IA
Utah 2/13/2017

B
Maryland 8/19/2014

B
Vermont 8/19/2014

B
Massachusetts 9/5/2014

B
Virgin Islands 9/5/2014

B
Michigan 9/5/2014

B
Virginia 9/5/2014

B
Minnesota 9/5/2014

B
Washington 9/5/2014

B
Mississippi 9/5/2014

B
West Virginia 9/5/2014

B
Missouri 9/5/2014

B
Wisconsin 9/5/2014

B
Montana 9/5/2014

B
Wyoming 9/5/2014

B
Nebraska 9/5/2014

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
5201 AMELIA EARHART DR 2ND & 3RD FLS [WT & CST], SALT LAKE CITY, UT 84116
Registered with this firm since 10/6/2014

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
5201 AMELIA EARHART DR 2ND & 3RD FLS [WT & CST], SALT LAKE CITY, UT 84116
Registered with this firm since 8/19/2014

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.