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Detailed Report
Travis V Voccia
TRAVIS VINCENT VOCCIA
CRD#: 6369271
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 450 Royal Palm Way
5Th Floor
Palm Beach, FL 33480
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2015 (<1 year)2 FIRMS2015 - 2016 (<1 year)2 FIRMS2016 - 2019 (2 years)2 FIRMS2019 - 2021 (2 years)IAMORGAN STANLEY (CRD# 149777)2023 - Present (2 years)BMORGAN STANLEY (CRD# 149777)2022 - Present (2 years)
License(s)

State Registrations

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Alabama 12/22/2022
B
Nebraska 12/22/2022
B
Alaska 12/22/2022
B
Nevada 12/22/2022
B
Arizona 12/22/2022
B
New Hampshire 12/22/2022
B
Arkansas 12/22/2022
B
New Jersey 12/22/2022
B
California 12/22/2022
B
New Mexico 12/22/2022
B
Colorado 12/22/2022
B
New York 12/22/2022
B
Connecticut 12/22/2022
B
North Carolina 12/22/2022
B
Delaware 12/22/2022
B
North Dakota 12/22/2022
B
District of Columbia 12/22/2022
B
Ohio 12/22/2022
B
Florida 12/21/2022
B
Oklahoma 12/22/2022
IA
Florida 1/5/2023
B
Oregon 12/22/2022
B
Georgia 12/21/2022
B
Pennsylvania 12/22/2022
B
Hawaii 12/22/2022
B
Puerto Rico 12/22/2022
B
Idaho 12/22/2022
B
Rhode Island 12/22/2022
B
Illinois 12/22/2022
B
South Carolina 12/22/2022
B
Indiana 12/22/2022
B
South Dakota 12/22/2022
B
Iowa 12/22/2022
B
Tennessee 12/22/2022
B
Kansas 12/22/2022
B
Texas 12/22/2022
B
Kentucky 12/22/2022
IA
Texas 1/3/2023
B
Louisiana 12/22/2022
B
Utah 12/22/2022
B
Maine 12/22/2022
B
Vermont 12/22/2022
B
Maryland 12/22/2022
B
Virgin Islands 12/22/2022
B
Massachusetts 12/22/2022
B
Virginia 12/22/2022
B
Michigan 12/22/2022
B
Washington 12/22/2022
B
Minnesota 12/22/2022
B
West Virginia 12/22/2022
B
Mississippi 12/22/2022
B
Wisconsin 12/22/2022
B
Missouri 12/22/2022
B
Wyoming 12/22/2022
B
Montana 12/22/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
450 Royal Palm Way 5Th Floor, Palm Beach, FL 33480
Registered with this firm since 1/3/2023
B
MORGAN STANLEY (CRD#:149777)
450 Royal Palm Way 5Th Floor, Palm Beach, FL 33480
Registered with this firm since 12/21/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/20/2019 - 07/07/2021 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) BOCA RATON, FL
B
 05/17/2019 - 07/07/2021 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) BOCA RATON, FL
IA
 08/03/2016 - 05/24/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) PALM BEACH GARDENS, FL
B
 08/03/2016 - 05/24/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) PALM BEACH GARDENS, FL
IA
 07/16/2015 - 04/05/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) WEST PALM BEACH, FL
B
 07/16/2015 - 04/05/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) WEST PALM BEACH, FL
IA
 11/24/2014 - 03/06/2015 OPPENHEIMER & CO. INC. (CRD#:249) BOCA RATON, FL
B
 09/17/2014 - 03/06/2015 OPPENHEIMER & CO. INC. (CRD#:249) BOCA RATON, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.