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Eran Ben-Simon
CRD#: 6368511
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2020 - Present (4 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2015 - 2018 (3 years)BAXA ADVISORS, LLC (CRD# 6627)2014 - 2015 (<1 year)
License(s)

State Registrations

B
Alabama 1/19/2021

B
Missouri 1/19/2021

B
Arizona 1/19/2021

B
Nevada 1/19/2021

B
Arkansas 2/2/2023

B
New Hampshire 3/22/2022

B
California 1/19/2021

B
New Jersey 1/19/2021

B
Colorado 1/19/2021

B
New York 1/19/2021

B
Connecticut 3/22/2022

B
North Carolina 1/19/2021

B
Delaware 1/2/2022

B
Ohio 1/20/2021

B
District of Columbia 1/19/2021

B
Oklahoma 3/22/2022

B
Florida 1/19/2021

B
Oregon 2/2/2023

B
Georgia 1/19/2021

B
Pennsylvania 1/19/2021

B
Illinois 5/12/2020

B
South Carolina 1/19/2021

IA
Illinois 6/1/2020

B
South Dakota 5/10/2022

B
Indiana 1/19/2021

B
Tennessee 1/19/2021

B
Iowa 2/2/2023

B
Texas 1/19/2021

B
Louisiana 1/19/2021

IA
Texas 1/19/2021

B
Maryland 1/19/2021

B
Virgin Islands 1/19/2021

B
Massachusetts 1/19/2021

B
Virginia 1/19/2021

B
Michigan 1/19/2021

B
Washington 1/19/2021

B
Minnesota 1/19/2021

B
West Virginia 2/8/2021

B
Mississippi 9/6/2023

B
Wisconsin 1/19/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 6/1/2020

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 5/12/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
B
10/20/2015 - 11/30/2018 J.P. MORGAN SECURITIES LLC (CRD#:79) SKOKIE, IL
B
11/18/2014 - 01/21/2015 AXA ADVISORS, LLC (CRD#:6627) DEERFIELD, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.