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Detailed Report
RANDALL JACK HOLCOMBE
RANDALL J HOLCOMBE
CRD#: 6368503
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Investment Adviser
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Previous Broker
CONFLUENCE FINANCIAL PARTNERSCRD#: 311980 One PPG Place
Suite 2420
Pittsburgh, PA 15222
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2015 (<1 year)2 FIRMS2015 - 2021 (6 years)IACONFLUENCE FINANCIAL PARTNERS (CRD# 311980)2021 - Present (3 years)
License(s)

State Registrations

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Pennsylvania 7/2/2021
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Texas 10/29/2021
Current Registration(s)
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CONFLUENCE FINANCIAL PARTNERS (CRD#:311980)
One PPG Place Suite 2420, Pittsburgh, PA 15222
Registered with this firm since 7/2/2021
Previous Registration(s)
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 04/24/2015 - 07/07/2021 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) Pittsburgh, PA
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 04/24/2015 - 07/07/2021 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) PITTSBURGH, PA
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 10/06/2014 - 05/06/2015 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) PITTSBURGH, PA
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 09/03/2014 - 05/06/2015 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) PITTSBURGH, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.