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Detailed Report
ZACHARY OLIVER SCOGGIN
SCOGGIN ZAC, SCOGGIN OLIVER ZACHARY
CRD#: 6367927
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 13215 BEE CAVE PKWY
STE 150, BLDG A
BEE CAVE, TX 78738
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2017 - Present (8 years)BJANUS DISTRIBUTORS LLC (CRD# 28832)2014 - 2017 (2 years)
License(s)

State Registrations

B
Arizona 5/16/2017
B
Missouri 4/4/2017
B
Arkansas 11/16/2021
B
Nevada 5/16/2017
B
California 5/16/2017
B
New Hampshire 12/3/2024
B
Colorado 5/16/2017
B
New Jersey 5/16/2017
B
Connecticut 8/30/2024
B
New Mexico 5/16/2017
B
Florida 5/16/2017
B
New York 1/31/2024
B
Georgia 5/16/2017
B
North Carolina 10/25/2022
B
Idaho 10/2/2020
B
Oklahoma 5/16/2017
B
Illinois 11/16/2021
B
Pennsylvania 5/16/2017
B
Indiana 5/16/2017
B
Tennessee 4/4/2025
B
Iowa 5/30/2023
B
Texas 4/4/2017
B
Kansas 5/16/2017
IA
Texas 4/10/2017
B
Louisiana 5/16/2017
B
Utah 3/5/2024
B
Maryland 5/16/2017
B
Virginia 5/16/2017
B
Massachusetts 5/16/2017
B
Washington 5/16/2017
B
Michigan 5/16/2017
B
Wisconsin 9/22/2021

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
13215 BEE CAVE PKWY STE 150, BLDG A, BEE CAVE, TX 78738
Dripping Springs, TX
Registered with this firm since 4/10/2017
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
13215 BEE CAVE PKWY STE 150, BLDG A, BEE CAVE, TX 78738
Dripping Springs, TX
Registered with this firm since 4/4/2017
Previous Registration(s)
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B
 07/29/2014 - 03/03/2017 JANUS DISTRIBUTORS LLC (CRD#:28832) DENVER, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.