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David Eric Zaycek
DAVID ERIC ZAYCEK, David E Zaycek, David Zaycek
CRD#: 6367005
IA
B
CHARLES SCHWAB & CO., INC.CRD#: 5393 19214 S. La Grange Rd.
Mokena, IL 60448
Mokena, IL 60448
0
Disclosures
10
Years of Experience
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State Registrations
B
Arizona 6/21/2023
B
Indiana 6/21/2023
B
California 6/21/2023
B
Missouri 4/17/2024
B
Colorado 4/17/2024
B
Nevada 4/17/2024
B
Connecticut 9/10/2024
B
New York 9/10/2024
B
Florida 6/21/2023
B
South Carolina 9/10/2024
B
Georgia 4/17/2024
B
Tennessee 9/10/2024
B
Illinois 6/9/2023
B
Texas 4/17/2024
IA
Illinois 6/9/2023
B
Wisconsin 4/17/2024
SRO Registrations
B
B
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IA
Registered with this firm since 6/9/2023
B
Registered with this firm since 6/9/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/13/2018 - 06/01/2023 | BOSTON, MA | |
B | 12/18/2017 - 05/31/2023 | ORLAND PARK, IL | |
IA | 12/19/2017 - 07/13/2018 | ORLAND PARK, IL | |
IA | 08/28/2015 - 11/24/2017 | Chicago, IL | |
B | 08/28/2015 - 11/24/2017 | Chicago, IL | |
IA | 10/23/2014 - 08/26/2015 | NORTHBROOK, IL | |
B | 09/24/2014 - 08/26/2015 | NORTHBROOK, IL |
NORTHBROOK, IL
10/23/2014 - 08/26/2015
NORTHBROOK, IL
09/24/2014 - 08/26/2015
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.