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LUIS ALBERTO ELIAS JR
LUIS ALBERTO ELIAS
CRD#: 6365864
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 12400 NORTH FWY
CI CLIENT MANAGEMENT
HOUSTON, TX 77060
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2022 - Present (2 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2014 - 2022 (7 years)IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2020 - 2022 (1 year)
License(s)

State Registrations

B
Alabama 3/30/2022

B
Nebraska 3/30/2022

B
Alaska 3/30/2022

B
Nevada 3/30/2022

B
Arizona 3/30/2022

B
New Hampshire 3/30/2022

B
Arkansas 3/30/2022

B
New Jersey 3/30/2022

B
California 3/30/2022

B
New Mexico 3/30/2022

B
Colorado 3/30/2022

B
New York 3/30/2022

B
Connecticut 3/30/2022

B
North Carolina 3/30/2022

B
Delaware 3/30/2022

B
North Dakota 3/30/2022

B
District of Columbia 3/30/2022

B
Ohio 3/31/2022

B
Florida 3/30/2022

B
Oklahoma 3/30/2022

B
Georgia 3/30/2022

B
Oregon 3/30/2022

B
Hawaii 3/30/2022

B
Pennsylvania 3/30/2022

B
Idaho 3/30/2022

B
Puerto Rico 3/30/2022

B
Illinois 3/30/2022

B
Rhode Island 3/30/2022

B
Indiana 3/30/2022

B
South Carolina 3/30/2022

B
Iowa 3/30/2022

B
South Dakota 3/30/2022

B
Kansas 3/30/2022

B
Tennessee 3/30/2022

B
Kentucky 3/30/2022

B
Texas 3/29/2022

B
Louisiana 3/30/2022

IA
Texas 3/29/2022

B
Maine 3/30/2022

B
Utah 3/30/2022

B
Maryland 3/30/2022

B
Vermont 3/30/2022

B
Massachusetts 3/30/2022

B
Virgin Islands 3/30/2022

B
Michigan 3/30/2022

B
Virginia 3/30/2022

B
Minnesota 3/30/2022

B
Washington 3/30/2022

B
Mississippi 3/30/2022

B
West Virginia 3/30/2022

B
Missouri 3/30/2022

B
Wisconsin 3/30/2022

B
Montana 3/30/2022

B
Wyoming 3/30/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
12400 NORTH FWY CI CLIENT MANAGEMENT, HOUSTON, TX 77060
Registered with this firm since 3/29/2022

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
12400 NORTH FWY CI CLIENT MANAGEMENT, HOUSTON, TX 77060
Registered with this firm since 3/29/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/30/2020 - 03/10/2022 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) SPRING, TX
B
09/09/2014 - 03/10/2022 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.