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SHAWN MICHAEL OBRIEN
Shawn Michael OBrien, Shawn M Obrien
CRD#: 6365516
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 550 S TRYON ST 44TH FL
[BH-RBO]
CHARLOTTE, NC 28202
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2021 (6 years)2 FIRMS2021 - 2022 (1 year)2 FIRMS2023 - Present (1 year)BFORESIDE FINANCIAL SERVICES, LLC (CRD# 148477)2022 - 2022 (<1 year)
License(s)

State Registrations

IA
North Carolina 8/16/2023

B
North Carolina 8/17/2023

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
550 S TRYON ST 44TH FL [BH-RBO], CHARLOTTE, NC 28202
Registered with this firm since 8/16/2023

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
550 S TRYON ST 44TH FL [BH-RBO], CHARLOTTE, NC 28202
Registered with this firm since 8/17/2023

Previous Registration(s)
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B
07/28/2022 - 08/05/2022 FORESIDE FINANCIAL SERVICES, LLC (CRD#:148477) Charlotte, NC
IA
04/08/2021 - 06/02/2022 MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CRD#:611) CHARLOTTE, NC
B
04/08/2021 - 06/02/2022 MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CRD#:611) CHARLOTTE, NC
IA
09/09/2014 - 03/25/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CHARLOTTE, NC
B
08/14/2014 - 03/25/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CHARLOTTE, NC
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B
Broker
IA
Investment Adviser
Disclosures
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