Individual Firm
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Jennifer Eileen Higgins
Jennifer Higgins
CRD#: 6365254
IA
B
PRIMERICA ADVISORSCRD#: 10111 721 NEVADA ST
STE 301
REDLANDS, CA 92373
STE 301
REDLANDS, CA 92373
View By:
3/2/2021
Judgment / Lien
10/23/2020
Financial
Final
10/21/2020
Financial
Final
9/25/2020
Financial
Final
6/22/2020
Financial
Final
3/13/2020
Financial
Final
2/25/2020
Judgment / Lien
9/4/2019
Judgment / Lien
6/6/2019
Financial
Final
5/11/2018
Financial
Final
3/9/2018
Financial
Final
State Registrations
B
California 9/28/2023
IA
California 10/31/2023
SRO Registrations
B
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Learn about permitted activities of registered principals
IA
Registered with this firm since 10/31/2023
B
Registered with this firm since 9/28/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/05/2016 - 04/21/2023 | REDLANDS, CA | |
B | 08/19/2014 - 04/21/2023 | REDLANDS, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.