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ADAM GEWISS
CRD#: 6364035
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 3704 OAKWOOD HILLS PKWY
1ST FLOOR
EAU CLAIRE, WI 54701
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - Present (10 years)
License(s)

State Registrations

B
Alabama 4/27/2018

B
Mississippi 7/12/2022

B
Alaska 7/12/2022

B
Missouri 7/12/2022

B
Arizona 2/18/2016

B
Montana 2/18/2016

B
Arkansas 7/12/2022

B
Nevada 7/12/2022

B
California 2/18/2016

B
New Mexico 7/12/2022

B
Colorado 8/27/2019

B
New York 8/9/2018

B
Delaware 2/18/2016

B
North Carolina 7/15/2020

B
Florida 2/18/2016

B
Ohio 7/12/2022

B
Georgia 7/12/2022

B
Oklahoma 7/12/2022

B
Hawaii 7/12/2022

B
Oregon 2/18/2016

B
Idaho 1/2/2024

B
Pennsylvania 2/18/2016

B
Illinois 2/18/2016

B
South Carolina 7/12/2022

B
Indiana 7/12/2022

B
South Dakota 7/12/2022

B
Iowa 2/18/2016

B
Tennessee 5/5/2021

B
Kansas 7/12/2022

B
Texas 2/18/2016

B
Kentucky 1/4/2021

B
Utah 7/12/2022

B
Louisiana 7/12/2022

B
Virginia 2/18/2016

B
Maryland 7/12/2022

B
Washington 7/12/2022

B
Massachusetts 2/18/2016

B
Wisconsin 12/23/2014

B
Michigan 2/18/2016

IA
Wisconsin 12/23/2014

B
Minnesota 1/2/2015

B
Wyoming 2/18/2016

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
3704 OAKWOOD HILLS PKWY 1ST FLOOR, EAU CLAIRE, WI 54701
Registered with this firm since 12/23/2014

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
3704 OAKWOOD HILLS PKWY 1ST FLOOR, EAU CLAIRE, WI 54701
Registered with this firm since 10/14/2014

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.