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Aubrey Tarpley
AUBREY J TARPLEY, AUBREY JOSEPH TARPLEY, AUBREY TARPLEY, A.J. Tarpley
CRD#: 6363245
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 redwood city, CA
Registration History
201620172018201920202021202220232024202520262 FIRMS2021 - 2022 (1 year)2 FIRMS2023 - Present (1 year)IAJ.P. MORGAN PRIVATE WEALTH ADV... (CRD# 108559)2022 - Present (2 years)BFIRST REPUBLIC SECURITIES COMP... (CRD# 105108)2022 - 2023 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2016 - 2018 (2 years)
License(s)

State Registrations

B
Alabama 9/29/2023

B
Nebraska 9/29/2023

B
Alaska 9/29/2023

B
Nevada 9/29/2023

B
Arizona 9/29/2023

B
New Hampshire 9/29/2023

B
Arkansas 9/29/2023

B
New Jersey 9/29/2023

IA
California 8/2/2022

B
New Mexico 9/29/2023

B
California 9/29/2023

B
New York 9/29/2023

B
Colorado 9/29/2023

B
North Carolina 9/29/2023

B
Connecticut 9/29/2023

B
North Dakota 9/29/2023

B
Delaware 9/29/2023

B
Ohio 9/29/2023

B
District of Columbia 9/29/2023

B
Oklahoma 9/29/2023

B
Florida 9/29/2023

B
Oregon 9/29/2023

B
Georgia 9/29/2023

B
Pennsylvania 9/29/2023

B
Hawaii 9/29/2023

B
Puerto Rico 9/29/2023

B
Idaho 9/29/2023

B
Rhode Island 9/29/2023

B
Illinois 9/29/2023

B
South Carolina 9/29/2023

B
Indiana 9/29/2023

B
South Dakota 9/29/2023

B
Iowa 9/29/2023

B
Tennessee 9/29/2023

B
Kansas 9/29/2023

B
Texas 9/29/2023

B
Kentucky 9/29/2023

IA
Texas 11/27/2023

B
Louisiana 9/29/2023

B
Utah 9/29/2023

B
Maine 9/29/2023

B
Vermont 9/29/2023

B
Maryland 9/29/2023

B
Virgin Islands 9/29/2023

B
Michigan 9/29/2023

B
Virginia 9/29/2023

B
Minnesota 9/29/2023

B
Washington 9/29/2023

B
Mississippi 9/29/2023

B
West Virginia 9/29/2023

B
Missouri 9/29/2023

B
Wisconsin 9/29/2023

B
Montana 9/29/2023

B
Wyoming 9/29/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
redwood city, CA
2100 El Camino Real, Palo Alto, CA 94306
Registered with this firm since 11/22/2023

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
redwood city, CA
2100 El Camino Real, Palo Alto, CA 94306
Registered with this firm since 9/29/2023

IA
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC (CRD#:108559)
2100 El Camino Real, Palo Alto, CA 94306
Registered with this firm since 8/2/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/02/2022 - 09/29/2023 FIRST REPUBLIC SECURITIES COMPANY, LLC (CRD#:105108) Palo Alto, CA
IA
09/29/2021 - 09/01/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PALO ALTO, CA
B
09/14/2021 - 09/01/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PALO ALTO, CA
B
08/25/2016 - 12/14/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.