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The Firm questioned Mr. Rucker about a number of items related to his interaction with clients. Mr. Rucker then immediately resigned. An investigation into his actions is ongoing.
8/3/2022
Employment Separation After Allegations
Firm Name
Torres Financial Service Inc
Termination Type
Voluntary Resignation
Allegations
Mr. Rucker was asked about a check made to him personally from a client. Internal investigation proceeded but Mr. Rucker gave his immediate termination before we concluded all our investigation. Civil Lawsuit pending.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.
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Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.