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Detailed Report
DOUGLAS MICHAEL HANNA
DOUGLAS HANNA
CRD#: 6361511
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 500 SILVER SPUR RD
3RD FL STE 300
ROLLING HILLS ESTATES, CA 90275
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2018 (4 years)2 FIRMS2018 - 2020 (1 year)2 FIRMS2020 - Present (5 years)
License(s)

State Registrations

B
California 6/4/2021
B
Missouri 2/13/2020
IA
California 6/7/2021
IA
Missouri 2/13/2020

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
500 SILVER SPUR RD 3RD FL STE 300, ROLLING HILLS ESTATES, CA 90275
Long Beach, CA
Registered with this firm since 2/13/2020
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
500 SILVER SPUR RD 3RD FL STE 300, ROLLING HILLS ESTATES, CA 90275
Long Beach, CA
Registered with this firm since 2/13/2020
Previous Registration(s)
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IA
 11/26/2018 - 02/05/2020 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) ST. LOUIS, MO
B
 11/26/2018 - 02/05/2020 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) ST. LOUIS, MO
IA
 09/04/2014 - 11/14/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ST. LOUIS, MO
B
 08/07/2014 - 11/14/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.