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Detailed Report
ANDREW WILLIAM BOWIE
CRD#: 6361099
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 3 Edison Drive
Alpharetta, GA 30005
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2015 - 2015 (<1 year)2 FIRMS2015 - 2023 (8 years)2 FIRMS2023 - Present (1 year)BE*TRADE SECURITIES LLC (CRD# 29106)2014 - 2015 (<1 year)
License(s)

State Registrations

B
Alabama 3/7/2023
B
Nebraska 3/7/2023
B
Alaska 4/12/2023
B
Nevada 9/5/2023
B
Arizona 3/7/2023
B
New Hampshire 3/7/2023
B
Arkansas 3/7/2023
B
New Jersey 3/7/2023
B
California 3/7/2023
B
New Mexico 3/7/2023
B
Colorado 3/7/2023
B
New York 3/7/2023
B
Connecticut 3/7/2023
B
North Carolina 9/5/2023
B
Delaware 3/7/2023
B
North Dakota 3/7/2023
B
District of Columbia 3/7/2023
B
Ohio 3/7/2023
B
Florida 3/7/2023
B
Oklahoma 3/7/2023
B
Georgia 3/7/2023
B
Oregon 9/5/2023
IA
Georgia 9/5/2023
B
Pennsylvania 4/10/2023
B
Hawaii 3/7/2023
B
Puerto Rico 3/7/2023
B
Idaho 3/7/2023
B
Rhode Island 3/7/2023
B
Illinois 3/7/2023
B
South Carolina 3/7/2023
B
Indiana 3/7/2023
B
South Dakota 3/7/2023
B
Iowa 3/7/2023
B
Tennessee 3/7/2023
B
Kansas 3/7/2023
B
Texas 3/7/2023
B
Kentucky 3/7/2023
IA
Texas 10/3/2023
B
Louisiana 3/7/2023
B
Utah 3/20/2023
B
Maine 3/7/2023
B
Vermont 3/7/2023
B
Maryland 3/7/2023
B
Virgin Islands 3/7/2023
B
Massachusetts 4/18/2023
B
Virginia 4/19/2023
B
Michigan 3/7/2023
B
Washington 3/7/2023
B
Minnesota 3/7/2023
B
West Virginia 5/25/2023
B
Mississippi 3/7/2023
B
Wisconsin 3/7/2023
B
Missouri 3/7/2023
B
Wyoming 3/7/2023
B
Montana 3/7/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
3 Edison Drive, Alpharetta, GA 30005
Cumming, GA
Registered with this firm since 9/5/2023
B
MORGAN STANLEY (CRD#:149777)
3 Edison Drive, Alpharetta, GA 30005
Cumming, GA
Registered with this firm since 3/7/2023
Previous Registration(s)
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IA
 11/13/2015 - 09/05/2023 E*TRADE CAPITAL MANAGEMENT, LLC (CRD#:42159) Alpharetta, GA
B
 05/13/2015 - 09/05/2023 E*TRADE SECURITIES LLC (CRD#:29106) ALPHARETTA, GA
IA
 03/24/2015 - 05/05/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ALPHARETTA, GA
B
 03/13/2015 - 05/05/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ALPHARETTA, GA
B
 07/17/2014 - 03/06/2015 E*TRADE SECURITIES LLC (CRD#:29106) ALPHARETTA, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.