NICHOLAS JIN MOON - Investment Adviser at MERIT FINANCIAL ADVISORS

Investment Adviser Public Disclosure SEC and NASAA logo Image

Investment Adviser Search
Investment Adviser Data
Form ADV Data
Resources
Investment Advisor Representative
Report Summary

Individual
Firm

When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.

< Back to Results

Detailed ReportReport

NICHOLAS JIN MOON

NICK MOON

CRD#: 6361089

Investment Adviser

Broker

MERIT FINANCIAL ADVISORSCRD#: 142457

2400 LAKEVIEW PARKWAY
SUITE 550
ALPHARETTA, GA 30009

PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747

2400 Lakeview Parkway
Suite 550
Alpharetta, GA 30009

Disclosures

Disclosures

0 Disclosures

Registration History

License(s)

State Registrations

Georgia 2/21/2022

Georgia 8/16/2024

SRO Registrations

FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.

Current Registration(s)

MERIT FINANCIAL ADVISORS (CRD#:142457)

2400 LAKEVIEW PARKWAY SUITE 550, ALPHARETTA, GA 30009

Registered with this firm since 2/21/2022

PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747)

2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009

Registered with this firm since 8/16/2024

Previous Registration(s)

th hidden text	th hidden text	Name	Location
B	01/14/2016 - 08/16/2024	LPL FINANCIAL LLC (CRD#:6413)	ALPHARETTA, GA
B	04/06/2015 - 01/05/2016	CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)	NORCROSS, GA
B	07/17/2014 - 04/15/2015	E*TRADE SECURITIES LLC (CRD#:29106)	ALPHARETTA, GA

LPL FINANCIAL LLC (CRD#:6413)

ALPHARETTA, GA

01/14/2016 - 08/16/2024

CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)

NORCROSS, GA

04/06/2015 - 01/05/2016

E*TRADE SECURITIES LLC (CRD#:29106)

ALPHARETTA, GA

07/17/2014 - 04/15/2015

For additional information about investment advisers or broker-dealers, please visit

www.investor.gov

Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.