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EDWARD JAMES ALEXANDER
CRD#: 6360831
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 3027 TOWNSGATE RD
STE 200
WESTLAKE VILLAGE, CA 91361-5863
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2015 - 2016 (<1 year)2 FIRMS2016 - 2018 (2 years)2 FIRMS2018 - Present (6 years)BLOYAL3 SECURITIES INC. (CRD# 6380)2014 - 2015 (<1 year)
License(s)

State Registrations

B
Alaska 10/24/2024

B
Mississippi 2/1/2024

B
Arkansas 2/1/2024

B
Missouri 2/1/2024

B
California 10/17/2018

B
Nevada 6/27/2024

IA
California 5/9/2019

B
New York 6/27/2024

B
Colorado 2/1/2024

B
Ohio 2/1/2024

B
Connecticut 2/1/2024

B
Oklahoma 2/1/2024

B
Florida 2/1/2024

B
Oregon 2/1/2024

B
Georgia 6/27/2024

B
South Carolina 2/1/2024

B
Hawaii 2/1/2024

B
Texas 2/1/2024

B
Idaho 2/1/2024

IA
Texas 2/1/2024

B
Kentucky 2/1/2024

B
Washington 2/1/2024

B
Michigan 2/1/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3027 TOWNSGATE RD STE 200, WESTLAKE VILLAGE, CA 91361-5863
Reseda, CA
Registered with this firm since 6/6/2018

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3027 TOWNSGATE RD STE 200, WESTLAKE VILLAGE, CA 91361-5863
Reseda, CA
Registered with this firm since 6/6/2018

Previous Registration(s)
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IA
01/13/2016 - 02/09/2018 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) SAN FRANCISCO, CA
B
01/13/2016 - 02/09/2018 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) SAN FRANCISCO, CA
IA
09/02/2015 - 01/19/2016 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) SAN FRANCISCO, CA
B
08/26/2015 - 01/19/2016 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) SAN FRANCISCO, CA
B
12/04/2014 - 08/27/2015 LOYAL3 SECURITIES INC. (CRD#:6380) SAN FRANCISCO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.