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Steve Jarrin
STEVE FABIAN JARRIN, STEVE JARRIN, Steve FABIAN Jarrin
CRD#: 6360710
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 100 SE 2nd Street,
Suite 2500
Miami, FL 33131
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2018 - 2020 (2 years)2 FIRMS2020 - Present (4 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2017 - 2018 (1 year)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2014 - 2017 (2 years)
License(s)

State Registrations

B
Alabama 6/2/2022

B
Michigan 1/5/2022

B
Arizona 1/5/2022

B
Missouri 1/5/2022

B
California 12/11/2020

B
Nebraska 1/5/2022

IA
California 12/11/2020

B
Nevada 1/5/2022

B
Colorado 1/5/2022

B
New Jersey 8/16/2021

B
Connecticut 1/5/2022

B
New York 8/31/2021

B
Florida 1/5/2022

B
North Carolina 1/5/2022

IA
Florida 7/10/2024

B
North Dakota 1/5/2022

B
Georgia 1/5/2022

B
Oregon 1/5/2022

B
Hawaii 8/8/2023

B
Pennsylvania 1/5/2022

B
Illinois 7/30/2021

B
Puerto Rico 1/5/2022

B
Indiana 1/5/2022

B
Texas 7/30/2021

B
Kansas 1/5/2022

B
Virgin Islands 6/28/2023

B
Kentucky 1/5/2022

B
Virginia 1/5/2022

B
Maryland 1/5/2022

B
Washington 1/5/2022

B
Massachusetts 1/5/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 SE 2nd Street, Suite 2500, Miami, FL 33131
Registered with this firm since 12/11/2020

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 SE 2nd Street, Suite 2500, Miami, FL 33131
Registered with this firm since 12/11/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/21/2018 - 12/15/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAN DIEGO, CA
B
10/11/2018 - 12/15/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAN DIEGO, CA
B
05/23/2017 - 09/26/2018 J.P. MORGAN SECURITIES LLC (CRD#:79) San Diego, CA
B
08/01/2014 - 05/16/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAN DIEGO, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.