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BRADLEY MARK WELTER
CRD#: 6360489
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 4170 VETERANS MEMORIAL HIGHWAY
BOHEMIA, NY 11716
Registration History
20022004200620082010201220142016201820202022202420263 FIRMS2014 - 2016 (2 years)2 FIRMS2017 - 2018 (1 year)3 FIRMS2018 - 2020 (2 years)2 FIRMS2020 - Present (4 years)
Disclosure(s)
View By:
11/27/2002
Criminal
Final Disposition
License(s)

State Registrations

B
Colorado 5/16/2023

B
New York 5/11/2020

B
Connecticut 5/18/2020

IA
New York 5/3/2021

B
Florida 12/1/2020

B
North Carolina 9/7/2021

B
Massachusetts 5/17/2021

B
Pennsylvania 9/7/2021

B
Nevada 12/14/2020

B
South Carolina 9/2/2021

IA
New Jersey 5/8/2020

B
Virginia 8/10/2022

B
New Jersey 5/29/2020

B
Washington 11/4/2022

B
New Mexico 9/2/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
4170 VETERANS MEMORIAL HIGHWAY, BOHEMIA, NY 11716
Registered with this firm since 5/8/2020

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
4170 VETERANS MEMORIAL HIGHWAY, BOHEMIA, NY 11716
Registered with this firm since 5/7/2020

Previous Registration(s)
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IA
02/12/2018 - 03/19/2020 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) Garden City, NY
IA
02/09/2018 - 03/19/2020 TD AMERITRADE, INC. (CRD#:7870) GARDEN CITY, NY
B
02/07/2018 - 03/19/2020 TD AMERITRADE, INC. (CRD#:7870) GARDEN CITY, NY
IA
01/31/2017 - 02/13/2018 SCOTTRADE INVESTMENT MANAGEMENT (CRD#:169988) SAINT LOUIS, MO
B
01/06/2017 - 02/13/2018 SCOTTRADE, INC. (CRD#:8206) SAINT JAMES, NY
IA
12/19/2014 - 12/19/2016 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) GREAT NECK, NY
IA
12/18/2014 - 12/19/2016 TD AMERITRADE, INC. (CRD#:7870) GREAT NECK, NY
B
10/07/2014 - 12/19/2016 TD AMERITRADE, INC. (CRD#:7870) GREAT NECK, NY
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.