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NICHOLAS WINN EOFF
CRD#: 6360025
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 2929 ALLEN PKWY; L7-20
HOUSTON, TX 77019
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - Present (10 years)
License(s)

State Registrations

B
Alabama 2/19/2015

IA
New Hampshire 4/27/2017

IA
Alabama 7/29/2019

B
New Jersey 9/10/2014

B
Arkansas 2/19/2015

B
New York 9/10/2014

B
California 4/17/2019

IA
New York 8/16/2021

B
Connecticut 9/10/2014

B
North Carolina 10/8/2014

B
Delaware 9/10/2014

IA
North Carolina 2/9/2018

B
District of Columbia 10/7/2014

B
Ohio 7/15/2015

B
Florida 2/19/2015

IA
Ohio 7/29/2019

IA
Florida 9/26/2018

B
Oregon 1/18/2018

B
Georgia 2/19/2015

B
Pennsylvania 9/10/2014

IA
Georgia 8/6/2019

B
Rhode Island 9/10/2014

B
Louisiana 2/19/2015

B
South Carolina 10/7/2014

B
Maine 9/10/2014

B
Texas 8/26/2014

B
Maryland 10/7/2014

IA
Texas 9/25/2014

IA
Maryland 6/4/2020

B
Vermont 9/10/2014

B
Massachusetts 9/10/2014

IA
Vermont 6/3/2015

B
Michigan 3/9/2015

B
Virginia 10/7/2014

B
Mississippi 2/19/2015

B
West Virginia 10/7/2014

B
New Hampshire 9/10/2014

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2929 ALLEN PKWY; L7-20, HOUSTON, TX 77019
Registered with this firm since 9/25/2014

B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2929 ALLEN PKWY; L7-20, HOUSTON, TX 77019
Registered with this firm since 8/13/2014

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.