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Detailed Report
JOSEPH THOMAS FABRIZIO JR
JOSEPH THOMAS FABRIZIO
CRD#: 6358430
IA
Investment Adviser
B
Broker
LEGACY ADVISORS, LLCCRD#: 139830 5 APOLLO ROAD, SUITE 100
PLYMOUTH MEETING, PA 19462
M HOLDINGS SECURITIES, INC.CRD#: 43285 5 Apollo Road
PLYMOUTH MEETING, PA 19462
Registration History
2014201520162017201820192020202120222023202420252026IALEGACY ADVISORS, LLC (CRD# 139830)2021 - Present (4 years)BM HOLDINGS SECURITIES, INC. (CRD# 43285)2024 - Present (<1 year)BHAVERFORD TRUST SECURITIES, INC. (CRD# 13214)2014 - 2015 (<1 year)IAMYCIO WEALTH PARTNERS, LLC (CRD# 134436)2015 - 2021 (5 years)
License(s)

State Registrations

IA
Pennsylvania 1/12/2021

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LEGACY ADVISORS, LLC (CRD#:139830)
5 APOLLO ROAD, SUITE 100, PLYMOUTH MEETING, PA 19462
Registered with this firm since 1/12/2021
B
M HOLDINGS SECURITIES, INC. (CRD#:43285)
5 Apollo Road, PLYMOUTH MEETING, PA 19462
Registered with this firm since 5/22/2024
Previous Registration(s)
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IA
 10/05/2015 - 01/04/2021 MYCIO WEALTH PARTNERS, LLC (CRD#:134436) PHILADELPHIA, PA
B
 10/10/2014 - 09/24/2015 HAVERFORD TRUST SECURITIES, INC. (CRD#:13214) RADNOR, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.