• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
TODD WILLIAM FRANZA
TODD W FRANZA
CRD#: 6356814
IA
Investment Adviser
B
Broker
THE AYCO COMPANY, L.P.CRD#: 106693 2001 Ross Avenue
Floor 23
Dallas, TX 75201
GOLDMAN SACHS & CO. LLCCRD#: 361 2001 Ross Avenue
Suite 2800
Dallas, TX 75201
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - 2015 (<1 year)IATHE AYCO COMPANY, L.P. (CRD# 106693)2016 - Present (8 years)BGOLDMAN SACHS & CO. LLC (CRD# 361)2021 - Present (4 years)BMERCER ALLIED COMPANY, L.P. (CRD# 37404)2016 - 2021 (4 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2015 - 2016 (<1 year)
License(s)

State Registrations

B
Alabama 1/4/2021

B
New Jersey 11/24/2023

B
Alaska 1/3/2025

B
New Mexico 1/3/2025

B
Arizona 1/3/2025

B
New York 7/5/2022

B
California 2/24/2021

B
North Carolina 1/14/2023

B
Colorado 5/23/2022

B
Oklahoma 4/1/2022

B
Connecticut 1/3/2025

B
Oregon 1/3/2025

B
Florida 4/1/2022

B
Pennsylvania 1/3/2025

B
Georgia 1/4/2021

B
Rhode Island 1/3/2025

B
Hawaii 1/3/2025

B
South Carolina 1/3/2025

B
Illinois 5/22/2022

B
Tennessee 3/25/2024

B
Kansas 1/4/2021

IA
Texas 10/31/2016

B
Louisiana 1/4/2021

B
Texas 1/4/2021

B
Maine 1/3/2025

B
Utah 1/3/2025

B
Maryland 2/2/2021

B
Vermont 1/3/2025

B
Massachusetts 1/4/2021

B
Virginia 1/22/2024

B
Minnesota 1/4/2021

B
Washington 1/4/2021

B
Missouri 3/1/2024

B
Wisconsin 7/12/2021

B
Montana 5/5/2022

B
Wyoming 1/3/2025

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THE AYCO COMPANY, L.P. (CRD#:106693)
2001 Ross Avenue Floor 23, Dallas, TX 75201
Registered with this firm since 10/31/2016

B
GOLDMAN SACHS & CO. LLC (CRD#:361)
2001 Ross Avenue Suite 2800, Dallas, TX 75201
Registered with this firm since 1/4/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
B
10/24/2016 - 01/04/2021 MERCER ALLIED COMPANY, L.P. (CRD#:37404) DALLAS, TX
B
12/10/2015 - 09/16/2016 UBS FINANCIAL SERVICES INC. (CRD#:8174) DALLAS, TX
B
08/25/2015 - 12/02/2015 METLIFE SECURITIES INC. (CRD#:14251) DALLAS, TX
B
07/15/2015 - 08/07/2015 AXA ADVISORS, LLC (CRD#:6627) DALLAS, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.