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Detailed Report
THOMAS JOHN DOGAS
Thomas J Dogas
CRD#: 6356054
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 2111 RT 34 SOUTH
WALL, NJ 07719
Registration History
201620172018201920202021202220232024202520262 FIRMS2018 - Present (6 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2016 - 2017 (<1 year)
License(s)

State Registrations

B
Connecticut 1/3/2019
B
New Jersey 12/4/2018
IA
Connecticut 1/3/2019
IA
New Jersey 12/12/2018
B
Florida 1/3/2019
B
New York 7/30/2019
IA
Florida 1/4/2019
IA
New York 4/16/2021
B
Illinois 1/3/2019
B
Ohio 3/26/2019
IA
Illinois 1/4/2019
IA
Ohio 3/26/2019
B
Maryland 10/27/2022
B
South Carolina 8/3/2020
IA
Maryland 10/27/2022
IA
South Carolina 8/3/2020
B
Michigan 7/30/2019
B
Vermont 7/9/2020
IA
Michigan 7/30/2019
IA
Vermont 1/22/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
2111 RT 34 SOUTH, WALL, NJ 07719
Registered with this firm since 12/12/2018
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
2111 RT 34 SOUTH, WALL, NJ 07719
Registered with this firm since 3/22/2018
Previous Registration(s)
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B
 05/09/2016 - 03/22/2017 PARK AVENUE SECURITIES LLC (CRD#:46173) WALL, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.