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Detailed Report
JEFFERSON JOSEPH ROTHERHAM
CRD#: 6355070
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Investment Adviser
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Previous Broker
ORION CAPITAL MANAGEMENT LLCCRD#: 119428 1330 Orange Avenue
Suite 303
Coronado, CA 92118
Registration History
201520162017201820192020202120222023202420252026IAORION CAPITAL MANAGEMENT LLC (CRD# 119428)2019 - Present (5 years)BLPL FINANCIAL LLC (CRD# 6413)2015 - 2019 (3 years)IATHE GENSLER GROUP (CRD# 110543)2016 - 2019 (2 years)
License(s)

State Registrations

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California 4/22/2019
Current Registration(s)
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ORION CAPITAL MANAGEMENT LLC (CRD#:119428)
1330 Orange Avenue Suite 303, Coronado, CA 92118
Registered with this firm since 4/22/2019
Previous Registration(s)
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 10/28/2015 - 05/10/2019 LPL FINANCIAL LLC (CRD#:6413) CORONADO, CA
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 05/23/2016 - 03/18/2019 THE GENSLER GROUP (CRD#:110543) CORONADO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.