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Detailed Report
SUDARSHAN KUMAR
CRD#: 6354932
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 101 West Big Beaver Road
Suite 1200
Troy, MI 48084
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2016 - Present (9 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2015 - 2016 (1 year)
License(s)

State Registrations

B
Alabama 8/22/2024
B
Minnesota 9/26/2016
B
Arizona 2/1/2023
B
Missouri 11/27/2024
B
California 6/4/2020
B
Nebraska 10/27/2021
B
Colorado 10/27/2021
B
Nevada 7/12/2023
B
Connecticut 7/17/2024
B
New Hampshire 8/24/2022
B
District of Columbia 10/27/2021
B
New York 4/18/2018
B
Florida 3/11/2021
B
North Carolina 10/27/2021
B
Georgia 10/27/2021
B
North Dakota 10/27/2021
B
Idaho 12/8/2022
B
Ohio 10/28/2021
B
Illinois 10/27/2021
B
Oklahoma 10/27/2021
B
Indiana 10/27/2021
B
Oregon 10/27/2021
B
Iowa 10/27/2021
B
Pennsylvania 10/27/2021
B
Kansas 10/27/2021
B
South Carolina 10/27/2021
B
Louisiana 5/11/2022
B
Tennessee 10/27/2021
B
Maine 10/27/2021
B
Texas 7/5/2016
B
Maryland 10/27/2021
IA
Texas 7/7/2016
B
Massachusetts 10/27/2021
B
Virginia 10/27/2021
B
Michigan 4/11/2016
B
Washington 10/27/2021
IA
Michigan 4/13/2016
B
Wisconsin 2/7/2018

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
101 West Big Beaver Road Suite 1200, Troy, MI 48084
Registered with this firm since 4/13/2016
B
MORGAN STANLEY (CRD#:149777)
101 West Big Beaver Road Suite 1200, Troy, MI 48084
Registered with this firm since 4/11/2016
Previous Registration(s)
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B
 03/26/2015 - 03/07/2016 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) TROY, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.