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Stephen James Marcopulos
CRD#: 6354832
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 1075 Peachtree St NE
Suite 1
Atlanta, GA 30309
Registration History
201520162017201820192020202120222023202420252026IACHARLES SCHWAB & CO., INC. (CRD# 5393)2017 - Present (7 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2015 - Present (9 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2015 - 2017 (1 year)
License(s)

State Registrations

B
Alabama 6/25/2024

B
Missouri 6/25/2024

B
California 6/25/2024

B
New Jersey 6/25/2024

B
Colorado 7/13/2022

B
New York 2/23/2016

B
Connecticut 11/9/2022

B
North Carolina 5/24/2017

B
District of Columbia 5/3/2017

B
Ohio 7/7/2023

B
Florida 2/23/2016

B
Oregon 6/25/2024

B
Georgia 2/28/2017

B
Pennsylvania 6/25/2024

IA
Georgia 10/9/2021

B
South Carolina 5/24/2017

B
Indiana 4/19/2022

B
Tennessee 4/19/2022

B
Kansas 12/24/2021

B
Texas 6/25/2024

B
Massachusetts 3/26/2024

B
Virginia 2/28/2017

B
Minnesota 3/8/2023

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
1075 Peachtree St NE Suite 1, Atlanta, GA 30309
Registered with this firm since 5/31/2017

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
1075 Peachtree St NE Suite 1, Atlanta, GA 30309
Registered with this firm since 12/1/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/14/2015 - 05/03/2017 CHARLES SCHWAB & CO., INC. (CRD#:5393) Washington, DC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.