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JORDAN ASHER SHAPIRO
Jordan Shapiro
CRD#: 6354181
IA
Investment Adviser
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Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2815 TOWNSGATE RD
WESTLAKE VILLAGE, CA 91361
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2016 - 2020 (4 years)2 FIRMS2020 - Present (4 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2014 - 2016 (1 year)
License(s)

State Registrations

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California 7/17/2020

B
New Jersey 11/15/2024

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California 7/17/2020

B
New York 7/17/2020

B
Colorado 1/3/2024

B
North Carolina 8/28/2024

B
Connecticut 8/28/2023

B
Tennessee 9/5/2023

B
Georgia 3/28/2023

IA
Texas 7/17/2020

B
Hawaii 7/17/2020

B
Texas 8/22/2022

B
Illinois 5/3/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2815 TOWNSGATE RD, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 7/17/2020

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2815 TOWNSGATE RD, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 7/17/2020

Previous Registration(s)
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06/01/2016 - 07/23/2020 MORGAN STANLEY (CRD#:149777) BEVERLY HILLS, CA
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02/18/2016 - 07/23/2020 MORGAN STANLEY (CRD#:149777) BEVERLY HILLS, CA
B
08/11/2014 - 02/29/2016 J.P. MORGAN SECURITIES LLC (CRD#:79) LOS ANGELES, CA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.