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Detailed Report
THOMAS JAMES CLAUD III
CRD#: 6353290
IA
Investment Adviser
ONEASCENT FAMILY OFFICESCRD#: 323305 23 INVERNESS CENTER PARKWAY
BIRMINGHAM, AL 35242
Registration History
2015201620172018201920202021202220232024202520263 FIRMS2022 - Present (2 years)IAHOLLAND ADVISORY SERVICES, INC. (CRD# 136302)2015 - 2016 (1 year)
License(s)

State Registrations

IA
Alabama 4/26/2022
Current Registration(s)
IA
ONEASCENT FAMILY OFFICES (CRD#:323305)
23 INVERNESS CENTER PARKWAY, BIRMINGHAM, AL 35242
Registered with this firm since 11/21/2022
IA
ONEASCENT FINANCIAL SERVICES LLC (CRD#:284549)
23 INVERNESS PARKWAY, BIRMINGHAM, AL 35242
Registered with this firm since 4/26/2022
IA
ONEASCENT WEALTH MANAGEMENT (CRD#:308057)
23 INVERNESS CENTER PARKWAY, BIRMINGHAM, AL 35242
Registered with this firm since 4/26/2022
Previous Registration(s)
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IA
 05/08/2015 - 09/19/2016 HOLLAND ADVISORY SERVICES, INC. (CRD#:136302) ORMOND BEACH, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.