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MARGARET H PHILBIN
MARGARET HOCTOR, Molly Philbin
CRD#: 6353135
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 1211 AVENUE OF THE AMERICAS
SUITE 3300
NEW YORK, NY 10036
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - 2019 (3 years)2 FIRMS2019 - Present (6 years)
License(s)

State Registrations

B
Arizona 4/1/2021

B
Nevada 1/18/2019

B
California 1/18/2019

B
New Jersey 1/18/2019

B
Connecticut 1/18/2019

B
New York 1/18/2019

IA
Connecticut 1/18/2019

IA
New York 8/6/2021

B
Delaware 1/18/2019

B
Ohio 8/9/2024

B
Florida 1/18/2019

B
Pennsylvania 1/18/2019

B
Illinois 9/8/2022

B
Washington 1/18/2019

B
Massachusetts 1/18/2019

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
1211 AVENUE OF THE AMERICAS SUITE 3300, NEW YORK, NY 10036
Fairfield, CT
Registered with this firm since 1/18/2019

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
1211 AVENUE OF THE AMERICAS SUITE 3300, NEW YORK, NY 10036
Fairfield, CT
Registered with this firm since 1/18/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/09/2015 - 01/22/2019 MORGAN STANLEY (CRD#:149777) NEW YORK, NY
B
02/09/2015 - 01/22/2019 MORGAN STANLEY (CRD#:149777) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.