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ALLISON CATHERINE STERLING
ALLISON CATHERINE STERLING MS., ALLISON STERLING
CRD#: 6351463
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 8383 Preston Center Plaza
Suite 400
Dallas, TX 75225
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2016 - Present (8 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2014 - 2016 (1 year)
License(s)

State Registrations

B
Alabama 11/7/2023

B
Missouri 11/16/2018

B
Arizona 7/22/2016

B
Montana 6/24/2024

B
Arkansas 6/24/2024

B
Nebraska 8/4/2021

B
California 7/22/2016

B
Nevada 6/24/2024

B
Colorado 7/22/2016

B
New Jersey 7/22/2016

B
Connecticut 8/9/2019

B
New Mexico 1/11/2021

B
Delaware 8/13/2021

B
New York 7/22/2016

B
District of Columbia 3/28/2024

B
North Carolina 7/22/2016

B
Florida 7/22/2016

B
Ohio 11/30/2022

B
Georgia 12/18/2020

B
Oklahoma 7/22/2016

B
Hawaii 7/13/2021

B
Oregon 6/24/2024

B
Idaho 11/29/2018

B
Pennsylvania 6/24/2024

B
Illinois 2/25/2019

B
Puerto Rico 12/18/2018

B
Indiana 6/24/2024

B
South Carolina 6/24/2024

B
Iowa 6/24/2024

B
Tennessee 6/24/2024

B
Kansas 6/1/2020

B
Texas 7/22/2016

B
Louisiana 7/22/2016

IA
Texas 8/30/2016

B
Maryland 6/24/2024

B
Utah 3/6/2024

B
Massachusetts 3/14/2023

B
Virginia 4/7/2021

B
Michigan 5/1/2019

B
Washington 1/13/2021

B
Minnesota 6/24/2024

B
Wisconsin 6/24/2024

B
Mississippi 6/24/2024

B
Wyoming 5/17/2019

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
8383 Preston Center Plaza Suite 400, Dallas, TX 75225
Registered with this firm since 8/30/2016

B
MORGAN STANLEY (CRD#:149777)
8383 Preston Center Plaza Suite 400, Dallas, TX 75225
Registered with this firm since 7/22/2016

Previous Registration(s)
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B
08/11/2014 - 07/27/2016 J.P. MORGAN SECURITIES LLC (CRD#:79) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.