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Detailed Report
Nicholas Daniel Schubert
NICHOLAS DANIEL SCHUBERT
CRD#: 6351283
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 201 GATEWAY DRIVE SUITE 400
BEAVER DAM, WI 53916
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - Present (10 years)
License(s)

State Registrations

B
Arizona 1/3/2017
B
Michigan 7/21/2021
B
California 12/2/2016
B
Minnesota 9/5/2014
B
Florida 9/5/2014
B
Missouri 4/25/2017
B
Illinois 9/5/2014
B
South Dakota 7/30/2018
B
Iowa 7/12/2022
B
Utah 3/15/2022
B
Kentucky 3/23/2021
B
Wisconsin 9/5/2014
B
Maryland 1/7/2020
IA
Wisconsin 3/12/2015

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
201 GATEWAY DRIVE SUITE 400, BEAVER DAM, WI 53916
Registered with this firm since 9/5/2014
B
EDWARD JONES (CRD#:250)
201 GATEWAY DRIVE SUITE 400, BEAVER DAM, WI 53916
Registered with this firm since 8/12/2014
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.