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Detailed Report
CARL WILLIAMS
SKIP WILLIAMS
CRD#: 6350901
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 17 COWBOYS WAY STE 500
FRISCO, TX 75034
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2016 (1 year)2 FIRMS2016 - Present (8 years)
License(s)

State Registrations

B
Arkansas 11/3/2017
B
New York 6/16/2020
B
California 10/13/2016
B
North Carolina 12/19/2023
B
Florida 11/16/2016
B
Ohio 11/2/2017
B
Georgia 10/25/2016
B
Oklahoma 10/7/2016
B
Illinois 3/20/2020
B
Pennsylvania 8/29/2023
B
Kansas 8/29/2023
B
South Carolina 7/5/2022
B
Louisiana 11/9/2016
B
Tennessee 8/16/2021
B
Maine 12/7/2021
B
Texas 8/22/2016
B
Maryland 11/9/2016
IA
Texas 8/22/2016
B
Mississippi 8/15/2023
B
Virginia 9/25/2018
B
Montana 7/2/2019
B
Washington 11/9/2016
B
Nevada 9/20/2024
B
Wisconsin 12/7/2021
B
New Mexico 10/31/2016

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
17 COWBOYS WAY STE 500, FRISCO, TX 75034
Registered with this firm since 8/22/2016
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
17 COWBOYS WAY STE 500, FRISCO, TX 75034
Registered with this firm since 7/14/2016
Previous Registration(s)
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IA
 09/23/2014 - 02/03/2016 EDWARD JONES (CRD#:250) FRISCO, TX
B
 07/30/2014 - 02/03/2016 EDWARD JONES (CRD#:250) FRISCO, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.