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Detailed Report
Warren John Johnson Jr
JAY JOHN JOHNSON JR, JAY JOHNSON, WARREN JOHN JOHNSON JR, Warren John Johnson
CRD#: 6348068
IA
Investment Adviser
B
Broker
NAVY FEDERAL INVESTMENT SERVICES, LLCCRD#: 138459 5550 HERITAGE OAKS DRIVE
PENSACOLA, FL 32526
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2018 - Present (6 years)BCETERA INVESTMENT SERVICES LLC (CRD# 15340)2015 - 2017 (2 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2014 - 2015 (<1 year)
License(s)

State Registrations

B
Florida 1/2/2018
IA
Florida 9/7/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NAVY FEDERAL INVESTMENT SERVICES, LLC (CRD#:138459)
5550 HERITAGE OAKS DRIVE, PENSACOLA, FL 32526
Pensacola, FL
Registered with this firm since 9/7/2018
B
NAVY FEDERAL INVESTMENT SERVICES, LLC (CRD#:138459)
5550 HERITAGE OAKS DRIVE, PENSACOLA, FL 32526
Pensacola, FL
Registered with this firm since 1/2/2018
Previous Registration(s)
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B
 07/09/2015 - 12/21/2017 CETERA INVESTMENT SERVICES LLC (CRD#:15340) ST. CLOUD, MN
B
 12/11/2014 - 03/02/2015 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) PENSACOLA, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.