Individual Firm
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SEAN MCCANN
CRD#: 6347663
IA
B
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 405 COCHITUATE ROAD
FRAMINGHAM, MA 01701-4648
FRAMINGHAM, MA 01701-4648
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 405 COCHITUATE ROAD
FRAMINGHAM, MA 01701
FRAMINGHAM, MA 01701
0
Disclosures
7
Years of Experience
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State Registrations
B
California 1/3/2025
B
New Hampshire 11/1/2023
B
Colorado 1/3/2025
B
New Jersey 12/10/2024
B
Florida 11/1/2023
B
New York 1/3/2025
B
Maine 6/26/2024
B
Pennsylvania 11/18/2024
B
Massachusetts 8/7/2023
B
Rhode Island 6/26/2024
IA
Massachusetts 9/25/2023
B
Vermont 11/1/2023
SRO Registrations
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 9/25/2023
B
Registered with this firm since 8/7/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/01/2019 - 07/21/2023 | BOSTON, MA | |
B | 02/08/2019 - 07/21/2023 | BOSTON, MA | |
B | 06/20/2017 - 02/11/2019 | BOSTON, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.