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ISAIAH MICHAEL SOUZA
CRD#: 6347638
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 49 NORTH 400 WEST
SALT LAKE CITY, UT 84101
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 2211 MICHELSON DRIVE
SUITES 100, 120
IRVINE, CA 92612
Registration History
20192020202120222023202420252 FIRMS2020 - 2020 (<1 year)4 FIRMS2021 - 2021 (<1 year)2 FIRMS2021 - Present (3 years)BHORNOR, TOWNSEND & KENT, LLC (CRD# 4031)2019 - 2020 (1 year)
License(s)

State Registrations

B
Arizona 11/2/2021

B
Oregon 11/2/2021

B
California 11/2/2021

B
Texas 11/2/2021

IA
California 11/4/2021

IA
Texas 11/4/2021

B
Nevada 11/2/2021

B
Washington 11/2/2021

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
49 NORTH 400 WEST, SALT LAKE CITY, UT 84101
Registered with this firm since 11/4/2021

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
2211 MICHELSON DRIVE SUITES 100, 120, IRVINE, CA 92612
11943 EL CAMINO REAL STE 120 RYAN PLAZA, SAN DIEGO, CA 92130
Registered with this firm since 11/2/2021

Previous Registration(s)
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B
05/25/2021 - 08/10/2021 CONCORDE INVESTMENT SERVICES, LLC (CRD#:151604) Roseville, CA
IA
06/07/2021 - 08/03/2021 BANGERTER FINANCIAL SERVICES, INC. (CRD#:171939) ROSEVILLE, CA
IA
02/25/2021 - 04/20/2021 MML INVESTORS SERVICES, LLC (CRD#:10409) ROSEVILLE, CA
B
02/25/2021 - 04/20/2021 MML INVESTORS SERVICES, LLC (CRD#:10409) ROSEVILLE, CA
IA
06/05/2020 - 11/12/2020 AMERIPRISE FINANCIAL SERVICES, LLC. (CRD#:6363) Roseville, CA
B
06/05/2020 - 11/12/2020 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) Roseville, CA
B
03/04/2019 - 06/12/2020 HORNOR, TOWNSEND & KENT, LLC (CRD#:4031) SACRAMENTO, CA
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B
Broker
IA
Investment Adviser
Disclosures
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