Individual Firm
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RYAN PATRICK LYNCH
CRD#: 6347573
IA
B
UBS FINANCIAL SERVICES INC.CRD#: 8174 1819 MAIN STREET
SUITE 900
SARASOTA, FL 34236
SUITE 900
SARASOTA, FL 34236
0
Disclosures
9
Years of Experience
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State Registrations
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Alabama 4/29/2021
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Nevada 3/1/2021
B
Alaska 6/17/2021
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New Hampshire 3/1/2021
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Arizona 1/6/2021
B
New Jersey 12/1/2016
B
California 1/6/2021
B
New Mexico 1/6/2021
B
Colorado 1/6/2021
B
New York 12/1/2016
B
Connecticut 12/1/2016
B
North Carolina 1/6/2021
B
Delaware 1/6/2021
B
Ohio 1/6/2021
B
District of Columbia 3/1/2021
B
Oklahoma 6/30/2022
B
Florida 12/1/2016
B
Oregon 9/2/2024
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Florida 10/23/2018
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Pennsylvania 12/23/2020
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Georgia 1/28/2021
B
Rhode Island 3/1/2021
B
Illinois 1/6/2021
B
South Carolina 1/6/2021
B
Indiana 3/19/2021
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Tennessee 1/13/2021
B
Maine 1/6/2021
B
Texas 1/6/2021
B
Maryland 1/5/2021
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Texas 2/1/2021
B
Massachusetts 3/1/2021
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Vermont 3/19/2021
B
Michigan 1/6/2021
B
Virginia 1/6/2021
B
Mississippi 1/6/2021
B
Washington 8/18/2023
B
Missouri 3/1/2021
B
West Virginia 9/2/2024
B
Montana 3/19/2021
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Wisconsin 1/6/2021
SRO Registrations
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IA
Registered with this firm since 10/23/2018
B
Registered with this firm since 12/1/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/01/2016 - 10/22/2018 | NEW YORK, NY | |
IA | 02/04/2016 - 12/02/2016 | NEW YORK, NY | |
B | 10/29/2015 - 12/02/2016 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.