Individual Firm
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William C Guthrie
WILLIAM C GUTHRIE IV, WILLIAM CLIFFORD GUTHRIE, William Clifford Guthrie IV
CRD#: 6346818
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PROSPERITY CAPITAL ADVISORSCRD#: 156480 4655 Salisbury Road, Suite 100
Jacksonville, FL 32256
Jacksonville, FL 32256
View By:
8/7/2020
Customer Dispute
Denied
State Registrations
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Florida 7/21/2022
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Registered with this firm since 7/21/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/03/2022 - 01/13/2023 | JACKSONVILLE, FL | |
IA | 03/02/2021 - 05/05/2022 | Neptune Beach, FL | |
B | 03/01/2021 - 05/05/2022 | Neptune Beach, FL | |
IA | 08/22/2014 - 02/25/2021 | JACKSONVILLE, FL | |
B | 07/14/2014 - 02/25/2021 | JACKSONVILLE, FL |
JACKSONVILLE, FL
08/22/2014 - 02/25/2021
JACKSONVILLE, FL
07/14/2014 - 02/25/2021
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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