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JOSHUA FRANCIS CARROLL
CRD#: 6346780
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Investment Adviser
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Previous Broker
CERITY PARTNERS RETIREMENT PLAN ADVISORSCRD#: 164198 770 ALTOS OAKS DRIVE
LOS ALTOS, CA 94024
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2023 (8 years)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

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California 4/10/2023

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Texas 4/10/2023

Current Registration(s)
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CERITY PARTNERS RETIREMENT PLAN ADVISORS (CRD#:164198)
770 ALTOS OAKS DRIVE, LOS ALTOS, CA 94024
Registered with this firm since 5/22/2023

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CERITY PARTNERS LLC (CRD#:151559)
779 ALTOS OAKS DRIVE, LOS ALTOS, CA 94024
Registered with this firm since 4/10/2023

Previous Registration(s)
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08/29/2014 - 04/13/2023 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) BEVERLY HILLS, CA
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07/16/2014 - 04/13/2023 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) BEVERLY HILLS, CA
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Broker
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Investment Adviser
Disclosures
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