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DANIEL AARON FRITZ
Danny Fritz
CRD#: 6346706
IA
B
CAPITAL CLIENT GROUP, INC.CRD#: 6247 12711 N. MERIDIAN STREET
CARMEL, IN 46032
CARMEL, IN 46032
0
Disclosures
9
Years of Experience
View By:
State Registrations
B
Alabama 11/15/2024
B
Massachusetts 9/6/2024
B
Arizona 5/9/2024
B
Missouri 11/15/2024
B
California 5/5/2022
B
Nebraska 5/2/2024
B
Florida 11/15/2024
B
New Hampshire 9/6/2024
B
Georgia 11/15/2024
B
New Jersey 10/24/2024
B
Illinois 11/15/2024
B
North Carolina 11/15/2024
B
Indiana 3/16/2022
B
Ohio 11/11/2023
IA
Indiana 3/16/2022
B
Pennsylvania 10/24/2024
B
Iowa 5/2/2024
B
Rhode Island 9/6/2024
B
Kentucky 11/15/2024
B
Texas 8/15/2023
B
Louisiana 5/7/2024
B
Vermont 9/6/2024
B
Maine 9/6/2024
B
Virginia 11/15/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
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Registered with this firm since 3/16/2022
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Registered with this firm since 3/16/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/28/2021 - 03/15/2022 | CARMEL, IN | |
B | 09/10/2021 - 03/08/2022 | WESTLAKE, TX | |
IA | 09/21/2015 - 08/16/2021 | CARMEL, IN | |
B | 09/21/2015 - 08/16/2021 | CARMEL, IN | |
IA | 01/30/2015 - 06/11/2015 | CARMEL, IN | |
B | 11/17/2014 - 06/11/2015 | CARMEL, IN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.