Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
JOSHUA ROUSHARD LEBLANC
JOSH LEBLANC, JOSHUA LEBLANC
CRD#: 6346418
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 HOUSTON, TX
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2015 - 2016 (1 year)2 FIRMS2016 - 2017 (1 year)2 FIRMS2017 - 2024 (6 years)2 FIRMS2024 - Present (1 year)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2014 - 2014 (<1 year)
License(s)

State Registrations

B
Arizona 1/11/2024
B
New Jersey 3/4/2025
IA
Arizona 1/31/2024
B
New York 2/3/2025
B
California 1/11/2024
B
Oregon 1/11/2024
B
Florida 4/10/2025
B
Texas 1/11/2024
B
Maine 1/11/2024
IA
Texas 1/11/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
HOUSTON, TX
15169 N SCOTTSDALE ROAD SUITE C340-350 [SATELLITE], SCOTTSDALE, AZ 85254
Registered with this firm since 1/11/2024
B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
HOUSTON, TX
15169 N SCOTTSDALE ROAD SUITE C340-350 [SATELLITE], SCOTTSDALE, AZ 85254
Registered with this firm since 1/11/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/15/2017 - 01/17/2024 MORGAN STANLEY (CRD#:149777) Houston, TX
B
 09/15/2017 - 01/17/2024 MORGAN STANLEY (CRD#:149777) Houston, TX
IA
 08/05/2016 - 09/15/2017 WADDELL & REED (CRD#:866) SCOTTSDALE, AZ
B
 08/05/2016 - 09/15/2017 WADDELL & REED (CRD#:866) SCOTTSDALE, AZ
IA
 02/04/2015 - 06/28/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SCOTTSDALE, AZ
B
 01/06/2015 - 06/28/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SCOTTSDALE, AZ
B
 08/22/2014 - 10/28/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) SCOTTSDALE, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.