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STEVEN ANDREW HERMANN
STEVEN HERMANN
CRD#: 6346124
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Investment Adviser
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Previous Broker
PROPARTNERS WEALTHCRD#: 309875 501 FAY ST
SUITE 106
COLUMBIA, MO 65201
Registration History
2014201520162017201820192020202120222023202420252026IAPROPARTNERS WEALTH (CRD# 309875)2020 - Present (4 years)BNYLIFE SECURITIES LLC (CRD# 5167)2014 - 2020 (6 years)IAEAGLE STRATEGIES LLC (CRD# 110826)2015 - 2020 (4 years)
License(s)

State Registrations

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Missouri 8/27/2020

Current Registration(s)
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PROPARTNERS WEALTH (CRD#:309875)
501 FAY ST SUITE 106, COLUMBIA, MO 65201
Registered with this firm since 8/27/2020

Previous Registration(s)
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08/28/2015 - 07/24/2020 EAGLE STRATEGIES LLC (CRD#:110826) COLUMBIA, MO
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06/14/2014 - 07/24/2020 NYLIFE SECURITIES LLC (CRD#:5167) COLUMBIA, MO
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.