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JUSTIN MICHAEL PUGH
CRD#: 6344445
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 3560 Lenox Road NE Suite 2800
ATLANTA, GA 30326
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2015 (1 year)2 FIRMS2015 - Present (9 years)
License(s)

State Registrations

B
Alabama 12/1/2015

B
Minnesota 12/1/2015

B
Arizona 12/1/2015

B
Missouri 9/9/2020

B
Arkansas 5/23/2019

B
Montana 12/1/2015

B
California 12/1/2015

B
Nebraska 12/1/2015

B
Colorado 12/1/2015

B
Nevada 12/1/2015

B
Connecticut 12/1/2015

B
New Jersey 12/1/2015

B
Delaware 12/1/2015

B
New York 12/1/2015

B
District of Columbia 12/1/2015

B
North Carolina 12/1/2015

B
Florida 12/1/2015

B
Ohio 12/1/2015

B
Georgia 12/1/2015

B
Oklahoma 12/1/2015

IA
Georgia 12/9/2015

B
Pennsylvania 12/1/2015

B
Hawaii 12/1/2015

B
South Carolina 12/1/2015

B
Illinois 2/7/2017

B
Tennessee 12/1/2015

B
Indiana 2/7/2017

B
Texas 12/1/2015

B
Iowa 2/7/2017

IA
Texas 8/31/2021

B
Kentucky 12/1/2015

B
Utah 11/8/2023

B
Louisiana 9/30/2024

B
Vermont 12/1/2015

B
Maryland 12/1/2015

B
Virginia 12/1/2015

B
Massachusetts 12/1/2015

B
Washington 12/1/2015

B
Michigan 2/7/2017

B
West Virginia 12/1/2015

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3560 Lenox Road NE Suite 2800, ATLANTA, GA 30326
Registered with this firm since 12/9/2015

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3560 Lenox Road NE Suite 2800, ATLANTA, GA 30326
Registered with this firm since 12/1/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/21/2014 - 12/21/2015 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) ATLANTA, GA
B
07/01/2014 - 12/21/2015 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) ATLANTA, GA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.