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WILLIAM ROBERT HELMRICH
WILL HELMRICH, WILLIAM R HELMRICH, WILLIAM HELMRICH
CRD#: 6340746
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 44 OLD RIDGEFIELD RD
WILTON, CT 06897
Registration History
201620172018201920202021202220232024202520262 FIRMS2022 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)BPEOPLE'S SECURITIES, INC. (CRD# 13704)2021 - 2022 (<1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2016 - 2019 (3 years)IAPEOPLE'S UNITED ADVISORS, INC. (CRD# 292454)2022 - 2022 (<1 year)
License(s)

State Registrations

B
Connecticut 8/13/2024

B
New York 10/31/2024

IA
Connecticut 8/13/2024

B
Pennsylvania 10/31/2024

B
Florida 10/31/2024

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
44 OLD RIDGEFIELD RD, WILTON, CT 06897
Registered with this firm since 8/13/2024

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
44 OLD RIDGEFIELD RD, WILTON, CT 06897
Registered with this firm since 8/13/2024

Previous Registration(s)
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IA
08/17/2022 - 03/05/2024 LPL FINANCIAL LLC (CRD#:6413) FAIRFIELD, CT
B
08/17/2022 - 03/05/2024 LPL FINANCIAL LLC (CRD#:6413) FAIRFIELD, CT
IA
03/21/2022 - 08/17/2022 PEOPLE'S UNITED ADVISORS, INC. (CRD#:292454) Fairfield, CT
B
10/13/2021 - 08/17/2022 PEOPLE'S SECURITIES, INC. (CRD#:13704) FAIRFIELD, CT
B
07/11/2016 - 12/20/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) COS COB, CT
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.