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Detailed Report
LEWIS JOHN MARTIN
Lewis Martin
CRD#: 6340097
IA
Investment Adviser
B
Broker
KESTRA ADVISORY SERVICES, LLCCRD#: 283330 1700 Park Street
Suite 200
Naperville, IL 60563
KESTRA INVESTMENT SERVICES, LLCCRD#: 42046 1700 Park Street
Suite 200
NAPERVILLE, IL 60563
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2017 (2 years)2 FIRMS2018 - 2021 (2 years)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Alabama 7/15/2021
B
Missouri 7/15/2021
B
Alaska 7/15/2021
B
Nevada 7/15/2021
B
Arizona 7/15/2021
B
New Jersey 7/15/2021
B
Arkansas 7/15/2021
B
New Mexico 7/15/2021
B
California 7/15/2021
B
New York 7/15/2021
B
Colorado 11/22/2024
B
North Carolina 7/15/2021
B
Connecticut 7/15/2021
B
Ohio 7/15/2021
B
District of Columbia 7/15/2021
B
Oklahoma 7/15/2021
B
Florida 7/15/2021
B
Oregon 7/15/2021
B
Georgia 7/15/2021
B
Pennsylvania 7/15/2021
B
Illinois 7/15/2021
B
Rhode Island 7/15/2021
IA
Illinois 7/19/2021
B
South Dakota 7/15/2021
B
Iowa 7/15/2021
B
Texas 7/15/2021
B
Kansas 7/15/2021
B
Utah 7/15/2021
B
Maine 7/15/2021
B
Virginia 7/15/2021
B
Maryland 7/15/2021
B
Washington 7/15/2021
B
Massachusetts 7/15/2021
B
West Virginia 7/15/2021
B
Michigan 7/15/2021
B
Wisconsin 7/15/2021
B
Minnesota 7/15/2021
B
Wyoming 7/15/2021
B
Mississippi 7/15/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
KESTRA ADVISORY SERVICES, LLC (CRD#:283330)
1700 Park Street Suite 200, Naperville, IL 60563
Yorkville, IL
Registered with this firm since 7/19/2021
B
KESTRA INVESTMENT SERVICES, LLC (CRD#:42046)
1700 Park Street Suite 200, NAPERVILLE, IL 60563
Yorkville, IL
Registered with this firm since 7/15/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/13/2018 - 04/05/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LAS VEGAS, NV
B
 12/13/2018 - 04/05/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LAS VEGAS, NV
IA
 11/17/2014 - 08/18/2017 AXA ADVISORS, LLC (CRD#:6627) LAS VEGAS, NV
B
 09/17/2014 - 08/18/2017 AXA ADVISORS, LLC (CRD#:6627) LAS VEGAS, NV
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.