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ALLISON BROWN NIELSEN
ALLISON PAIGE BROWN, Allison Brown, ALLISON PAIGE NIELSEN, ALLISON NIELSEN
CRD#: 6339400
IA
B
STONEX ADVISORS INC.CRD#: 174182 151 N. POPLAR ST.
FLORENCE, AL 35630
FLORENCE, AL 35630
STONEX SECURITIES INC.CRD#: 18456 151 N Poplar St.
Florence, AL 35630
Florence, AL 35630
0
Disclosures
7
Years of Experience
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State Registrations
B
Alabama 10/26/2020
IA
Alabama 10/28/2020
SRO Registrations
B
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IA
Registered with this firm since 10/28/2020
B
Registered with this firm since 10/26/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/27/2019 - 10/27/2020 | FLORENCE, AL | |
B | 08/03/2017 - 10/27/2020 | FLORENCE, AL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.