Individual Firm
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JOSHUA ALAN ZIMMERMAN
CRD#: 6339141
IA
B
PSI ADVISORS, LLCCRD#: 285880 13059 W. LINEBAUGH AVE STE. 102
TAMPA, FL 33626
TAMPA, FL 33626
LPL FINANCIAL LLCCRD#: 6413 13059 W. LINEBAUGH AVE, #102
TAMPA, FL 33626
TAMPA, FL 33626
0
Disclosures
10
Years of Experience
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State Registrations
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Florida 11/15/2017
IA
Texas 5/20/2021
IA
Florida 2/12/2019
SRO Registrations
B
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IA
Registered with this firm since 2/12/2019
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Registered with this firm since 11/15/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/27/2017 - 12/31/2018 | TAMPA, FL | |
IA | 02/20/2017 - 11/21/2017 | Tampa, FL | |
B | 06/27/2014 - 11/21/2017 | Tampa, FL |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.