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YANG CAI
CRD#: 6339016
IA
Investment Adviser
B
Broker
TRANSAMERICA FINANCIAL ADVISORS, LLCCRD#: 16164 75 Third Ave
Suite 310
Waltham, MA 02451
Registration History
2014201520162017201820192020202120222023202420252026IATRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2019 - Present (5 years)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2014 - Present (10 years)
License(s)

State Registrations

B
California 4/26/2018

IA
New Jersey 3/5/2024

B
Delaware 8/23/2014

B
New York 3/4/2024

IA
Delaware 5/21/2019

B
North Carolina 12/12/2024

B
Maryland 3/4/2024

B
Pennsylvania 4/13/2017

B
Massachusetts 8/23/2014

B
Texas 3/4/2024

IA
Massachusetts 5/28/2019

IA
Texas 3/4/2024

B
Michigan 3/15/2023

B
Virginia 9/5/2017

B
New Jersey 3/4/2024

B
Washington 2/8/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRANSAMERICA FINANCIAL ADVISORS, LLC (CRD#:16164)
75 Third Ave Suite 310, Waltham, MA 02451
Registered with this firm since 5/21/2019

B
TRANSAMERICA FINANCIAL ADVISORS, LLC (CRD#:16164)
75 Third Ave Suite 310, Waltham, MA 02451
Registered with this firm since 7/23/2014

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.