Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
BAYLEE SHAY ZEIGLER
BAYLEE SHAY VIGIL, Baylee Vigil
CRD#: 6338212
IA
Investment Adviser
B
Previous Broker
VIGIL WEALTH MANAGEMENT, LLCCRD#: 299619 Valencia, CA
Registration History
2014201520162017201820192020202120222023202420252026IAVIGIL WEALTH MANAGEMENT, LLC (CRD# 299619)2021 - Present (3 years)BLPL FINANCIAL LLC (CRD# 6413)2021 - 2022 (1 year)
Disclosure(s)
View By:
12/31/2014
Criminal
Final Disposition
License(s)

State Registrations

IA
California 12/17/2021
IA
Florida 2/1/2022
Current Registration(s)
IA
VIGIL WEALTH MANAGEMENT, LLC (CRD#:299619)
Valencia, CA
Registered with this firm since 12/17/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 03/26/2021 - 11/03/2022 LPL FINANCIAL LLC (CRD#:6413) PONTE VEDRA, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.