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Detailed Report
LUKE ALEXANDER ZAHM
LUKE A ZAHM
CRD#: 6336959
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 115 1ST ST S
SAUK RAPIDS, MN 56379
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - Present (10 years)
License(s)

State Registrations

B
Arizona 9/6/2018
B
New Jersey 10/20/2023
B
Colorado 11/28/2023
B
Ohio 10/25/2024
B
Illinois 10/20/2023
B
Oklahoma 10/20/2023
B
Minnesota 7/9/2014
B
Utah 10/25/2023
IA
Minnesota 7/30/2014

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
115 1ST ST S, SAUK RAPIDS, MN 56379
400 1ST ST S 2ND FL, SAINT CLOUD, MN 56301
Registered with this firm since 7/30/2014
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
115 1ST ST S, SAUK RAPIDS, MN 56379
400 1ST ST S 2ND FL, SAINT CLOUD, MN 56301
Registered with this firm since 6/27/2014
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.