Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
DRAKE ADAM CHWALIBOG
DRAKE ADAM DAILEY-CHWALIBOG
CRD#: 6336564
IA
Investment Adviser
B
Broker
HANTZ FINANCIAL SERVICES, INC.CRD#: 46047 2400 GREEN ROAD
ANN ARBOR, MI 48105
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - Present (10 years)
License(s)

State Registrations

B
Alaska 5/23/2022
B
Missouri 1/24/2023
B
California 8/1/2022
B
Montana 12/21/2021
B
Colorado 9/22/2022
B
New Jersey 6/3/2020
IA
Colorado 9/22/2022
B
New York 10/7/2021
B
Florida 4/20/2017
B
North Carolina 8/22/2016
IA
Florida 4/21/2017
B
Ohio 1/18/2017
B
Illinois 8/12/2021
IA
Ohio 1/18/2017
B
Indiana 8/31/2017
B
Oregon 12/21/2021
B
Massachusetts 7/18/2024
B
South Dakota 3/28/2017
B
Michigan 10/6/2014
IA
South Dakota 3/29/2017
IA
Michigan 10/7/2014
B
Texas 2/23/2024
B
Minnesota 4/8/2021
B
Washington 5/14/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HANTZ FINANCIAL SERVICES, INC. (CRD#:46047)
2400 GREEN ROAD, ANN ARBOR, MI 48105
Registered with this firm since 10/7/2014
B
HANTZ FINANCIAL SERVICES, INC. (CRD#:46047)
2400 GREEN ROAD, ANN ARBOR, MI 48105
Registered with this firm since 8/19/2014
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.