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TIFFANY ARCHIMEDE RAMIREZ
TIFFANY CORINE ARCHIMEDE RAMIREZ, TIFFANY ARCHIMEDERAMIREZ, TIFFANY CORINE ARCHIMEDE RAMIREZ, Tiffany Archimede Ramirez
CRD#: 6335914
IA
B
PNC INVESTMENTSCRD#: 129052 2427 WEST HAMMER LANE
STOCKTON, CA 95209
STOCKTON, CA 95209
0
Disclosures
10
Years of Experience
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State Registrations
B
California 11/20/2024
IA
California 11/21/2024
SRO Registrations
B
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IA
Registered with this firm since 11/21/2024
B
Registered with this firm since 11/20/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/03/2016 - 11/16/2024 | DUBLIN, CA | |
B | 06/20/2014 - 11/16/2024 | DUBLIN, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.